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261 articlesCPA Facing Federal Charges License Defense
CPA Facing Federal Charges License Defense
Read MoreWhat Happens When Federal Investigators Start Looking at Your Trucking Company
What Happens When Federal Investigators Start Looking at Your Trucking Company
Read MoreBought Prescription Drugs Online and Got Sick — Can I Sue?
Bought Prescription Drugs Online and Got Sick — Can I Sue?
Read MoreThe SEC vs the CFTC: Who Regulates Crypto and Why It Matters
The question of whether the SEC or the CFTC regulates cryptocurrency has major implications for crypto businesses and investors facing enforcement actions.
Read MoreInsider Trading Penalties Explained
Criminal penalties for insider trading include up to 20 years in federal prison for individuals and fines up to $5 million. The 85% rule means…
Read MorePump and Dump Schemes Explained
Pump and dump schemes represent some of the most prevalent and hazardous securities fraud cases. Criminal prosecutors and regulators aggressively pursue them.
Read MoreSEC Cooperation Credit Explained
The SEC has adopted a policy of giving cooperation credit to companies that quickly and fully report potential violations, potentially reducing penalties.
Read MoreSEC Investigation of Lawyers
The SEC has increasingly expanded its enforcement agenda to include investigations and enforcement actions against attorneys in the securities industry.
Read MoreSEC Settlement vs Going to Trial: What You Need to Know
When facing investigation by the SEC, the prospect of going to trial can be daunting. The decision to settle or go to trial is critical…
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