Legal Insights & Updates

Can a CEO Be Personally Liable for SEC Violations? Debunking the Myth of Corporate Protection for CEOs in SEC Violati...

Broker-Dealer SEC Enforcement Why SEC Civil Enforcement Is a Criminal Trap for Broker-Dealers Introduction ...

Board Member Liability for Securities Fraud How Board Members Get Caught Up in Securities Fraud Investigations Boa...

Why Auditors Are Facing a Surge of SEC Enforcement Actions (and How to Protect Yourself) SEC and PCAOB Fines Against ...

Accounting Fraud and SEC Charges What Executives, CFOs, and Controllers Need to Know When the SEC Comes Knocking W...

Accountant Liability in SEC Cases How Accountants Become Federal Targets: What the SEC and DOJ Don’t Tell You Ask ...

Doctors, Pharmacies, and Practitioners Can Face Substantial Civil or Criminal Penalties for Illegally Prescribing Ketami...

How Does the DEA Classify Ketamine? How the DEA Classifies Ketamine The classification of ketamine as a controlled subs...

How Does the Corporate Practice of Medicine (CPOM) Impact Ketamine Practices? Understanding the Corporate Practice of M...

Does the DEA Treat Ketamine Differently from Opioids? All Ketamine Clinics and Prescribers are at Risk for DEA Investig...

Do Doctors Need a DEA Registration to Legally Prescribe Ketamine? Ketamine Therapy is a Controlled Substance Under Fede...

Can Doctors Legally Prescribe Ketamine Off-Label? While ketamine has been used as an anesthetic for decades, doctors ar...