How Long Can You Go to Jail for Securities Fraud?
Federal statutes authorize up to 20-25 years in prison for securities fraud. Learn about sentencing guidelines, maximum penalties, and actual sentences.
How Long Do FINRA Investigations Take?
FINRA investigations typically last 12 to 24 months. Learn what factors can make investigations take longer and how legal representation can help.
How Long Do SEC Settlements Take?
For companies facing SEC investigations, time is critical. Learn about the settlement timeline, key considerations, and steps to settlement success.
How Much Do SEC Whistleblowers Get Paid?
SEC whistleblower awards range from 10% to 30% of monetary sanctions exceeding $1 million. Learn about the largest awards and factors influencing compensation.
How Much Does an SEC Defense Lawyer Cost?
SEC defense attorney costs range from thousands to millions of dollars. Learn the five key factors that impact cost and what to look for in…
Can I Represent Myself in an SEC Investigation?
While individuals have the right to self-represent in SEC investigations, significant practical obstacles make this approach inadvisable.
How the SEC Proves Insider Trading
The SEC has built sophisticated surveillance infrastructure processing billions of records daily to detect insider trading. Learn the SEC's prosecution playbook.
How to Defend Against Securities Fraud Charges
Securities fraud defense demands integrated federal litigation strategy. Learn about the key statutes, defense elements, and strategies for fighting federal charges.
How to Fight a FINRA Bar
A former prosecutor's guide to fighting FINRA enforcement actions. Learn five tips for fighting a FINRA bar and 12 key facts about the process.
How to Negotiate With the SEC
A dozen things to know before you try to settle an SEC enforcement action. Over 98% of SEC cases settle before trial -- learn how…